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Morgan Stanley

Address: 2000 WESTCHESTER AVENUE PURCHASE, NY 10577-2530
Country: PURCHASE
Phone: 914-225-5510
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: High
Potential Fee Level: High
Amount of Firm Resources: Substantial

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Address: ONE BRYANT PARK NEW YORK, NY 10036
Country: NEW YORK
Phone: 800-637-7455
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Fidelity Personal And Workplace Advisors

Address: 245 SUMMER STREET, V2A BOSTON, MA 2210
Country: BOSTON
Phone: 617-563-7000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Above Average
Potential Fee Level: Average
Amount of Firm Resources: Substantial

UBS Financial Services Inc.

Address: 1200 HARBOR BOULEVARD WEEHAWKEN, NJ 7086
Country: WEEHAWKEN
Phone: 201-352-3000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Above Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Captrust

Address: 4208 SIX FORKS RD RALEIGH, NC 27609
Country: RALEIGH
Phone: 919-870-6822
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Exemplary
Clients Per Advisor: Below Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Edward Jones

Address: 12555 MANCHESTER RD ST. LOUIS, MO 63131
Country: ST. LOUIS
Phone: 314-515-2000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: High
Potential Fee Level: Above Average
Amount of Firm Resources: Substantial

Wells Fargo Clearing Services

Address: ONE NORTH JEFFERSON AVENUE ST. LOUIS, MO 63103-2205
Country: ST. LOUIS
Phone: 314-875-3000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: High
Potential Fee Level: High
Amount of Firm Resources: Substantial

Ameriprise Financial Services

Address: 707 2ND AVENUE SOUTH MINNEAPOLIS, MN 55402
Country: MINNEAPOLIS
Phone: 612-671-3131
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Above Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

LPL Financial

Address: 1055 LPL WAY FORT MILL, SC 29715
Country: FORT MILL
Phone: 704-733-3300
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Below Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Vanguard Advisers, Inc.

Address: 100 VANGUARD BLVD MALVERN, PA 19355
Country: MALVERN
Phone: 610-669-1000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: High
Potential Fee Level: Low
Amount of Firm Resources: Substantial

Raymond James & Associates, Inc.

Address: 880 CARILLON PARKWAY ST. PETERSBURG, FL 33716
Country: ST. PETERSBURG
Phone: 727-567-1000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Above Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Financial Engines Advisors

Address: 3315 SCOTT BLVD SANTA CLARA, CA 95054
Country: SANTA CLARA
Phone: 408-498-6000
Website
Dual-Registrant Conflict: No
Disclosures Score: Mediocre
Clients Per Advisor: High
Potential Fee Level: Average
Amount of Firm Resources: Substantial

Robert W. Baird & Co. Incorporated

Address: 777 E. WISCONSIN AVENUE MILWAUKEE, WI 53202-5391
Country: MILWAUKEE
Phone: 414-765-3500
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Below Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Raymond James Financial Services Advisors, Inc

Address: 880 CARILLON PARKWAY SAINT PETERSBURG, FL 33716
Country: SAINT PETERSBURG
Phone: 727-567-3020
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

J.P. Morgan Securities

Address: 383 MADISON AVE NEW YORK, NY 10179
Country: NEW YORK
Phone: 800-999-2000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Above Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

SEI Investments Management Corp

Address: ONE FREEDOM VALLEY DRIVE OAKS, PA 19456
Country: OAKS
Phone: 610-676-1000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: High
Potential Fee Level: High
Amount of Firm Resources: Substantial

Goldman Sachs & Co.

Address: 200 WEST STREET NEW YORK, NY 10282
Country: NEW YORK
Phone: 212-902-1000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Low
Potential Fee Level: Unranked
Amount of Firm Resources: Substantial

Fisher Investments

Address: 5525 NW FISHER CREEK DRIVE CAMAS, WA 98607-9911
Country: CAMAS
Phone: 800-851-8845
Website
Dual-Registrant Conflict: No
Disclosures Score: Exemplary
Clients Per Advisor: Average
Potential Fee Level: Above Average
Amount of Firm Resources: Substantial

RBC Capital Markets

Address: 3 WORLD FINANCIAL CENTER NEW YORK, NY 10281
Country: NEW YORK
Phone: 212-858-7000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Above Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Sageview Advisory Group

Address: 4000 MACARTHUR BLVD. NEWPORT BEACH, CA 92660
Country: NEWPORT BEACH
Phone: 949-955-1395
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Mediocre
Clients Per Advisor: Low
Potential Fee Level: High
Amount of Firm Resources: Substantial

Commonwealth Financial Network

Address: 29 SAWYER ROAD WALTHAM, MA 02453-3483
Country: WALTHAM
Phone: 781-736-0700
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Above Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Stifel, Nicolaus & Company, Incorporated

Address: 501 N BROADWAY ST LOUIS, MO 63102
Country: ST LOUIS
Phone: 314-342-2000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

First Republic Investment Management, Inc.

Address: 111 SAN FRANCISCO, CA 94111-5602
Country: SAN FRANCISCO
Phone: 415-392-1400
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Below Average
Potential Fee Level: Above Average
Amount of Firm Resources: Substantial

Creative Planning

Address: 5454 W. 110TH STREET OVERLAND PARK, KS 66211
Country: OVERLAND PARK
Phone: (866) 909-5148
Website
Dual-Registrant Conflict: No
Disclosures Score: Poor
Clients Per Advisor: Average
Potential Fee Level: Average
Amount of Firm Resources: Substantial

Global Retirement Partners

Address: 4340 REDWOOD HIGHWAY SAN RAFAEL, CA 94903
Country: SAN RAFAEL
Phone: 415-526-2753
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Exemplary
Clients Per Advisor: Below Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Hightower Advisors

Address: 200 W. MADISON ST. CHICAGO, IL 60606
Country: CHICAGO
Phone: 312-962-3800
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Exemplary
Clients Per Advisor: High
Potential Fee Level: Unranked
Amount of Firm Resources: Substantial

Wells Fargo Advisors Financial Network

Address: ONE NORTH JEFFERSON AVENUE ST. LOUIS, MO 63103
Country: ST. LOUIS
Phone: 314-875-3000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: High
Potential Fee Level: High
Amount of Firm Resources: Substantial

Resources Investment Advisors

Address: 11101 SWITZER ROAD OVERLAND PARK, KS 66210
Country: OVERLAND PARK
Phone: 877-742-2021
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Below Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Cambridge Investment Research Advisors, Inc.

Address: 1776 PLEASANT PLAIN RD. FAIRFIELD, IA 52556-8757
Country: FAIRFIELD
Phone: 641-472-5100
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Janney Montgomery Scott

Address: 1717 ARCH STREET PHILADELPHIA, PA 19103
Country: PHILADELPHIA
Phone: 215-665-6000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: High
Potential Fee Level: High
Amount of Firm Resources: Substantial

NFP Retirement Inc.

Address: 120 VANTIS ALISO VIEJO, CA 92656
Country: ALISO VIEJO
Phone: 949-460-9898
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Exemplary
Clients Per Advisor: Below Average
Potential Fee Level: Above Average
Amount of Firm Resources: Substantial

Charles Schwab Investment Advisory, Inc

Address: 211 MAIN STREET SAN FRANCISCO, CA 94105
Country: SAN FRANCISCO
Phone: 415-667-1910
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Exemplary
Clients Per Advisor: High
Potential Fee Level: Unranked
Amount of Firm Resources: Substantial

MML Investors Services

Address: 1295 STATE STREET SPRINGFIELD, MA 01111-0001
Country: SPRINGFIELD
Phone: (413)737-8400
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Truist Advisory Services, Inc.

Address: 303 PEACHTREE CENTER AVENUE, ATLANTA, GA 30303
Country: ATLANTA
Phone: 404-827-6461
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Average
Potential Fee Level: Average
Amount of Firm Resources: Substantial

Mariner Wealth Advisors

Address: 5700 W. 112TH STREET OVERLAND PARK, KS 66211
Country: OVERLAND PARK
Phone: 913-904-5700
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Mediocre
Clients Per Advisor: Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Wealth Enhancement Advisory Services

Address: 505 NORTH HWY 169 PLYMOUTH, MN 55441
Country: PLYMOUTH
Phone: 763-417-1700
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Exemplary
Clients Per Advisor: Below Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Cetera Advisor Networks

Address: 2301 ROSECRANS AVENUE EL SEGUNDO, CA 90245-5672
Country: EL SEGUNDO
Phone: 310-326-3100
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

William Blair & Company

Address: 150 NORTH RIVERSIDE PLAZA CHICAGO, IL 60606
Country: CHICAGO
Phone: 312-236-1600
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: High
Potential Fee Level: High
Amount of Firm Resources: Substantial

Kayne Anderson Rudnick Investment Management

Address: 2000 AVENUE OF THE STARS LOS ANGELES, CA 90067
Country: LOS ANGELES
Phone: 310-556-2721
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Mediocre
Clients Per Advisor: High
Potential Fee Level: Average
Amount of Firm Resources: Substantial

Securities America Advisors, Inc.

Address: 12325 PORT GRACE BLVD. LA VISTA, NE 68128-8204
Country: LA VISTA
Phone: 402-399-9111
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Below Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Kestra Advisory Services

Address: 5707 SOUTHWEST PARKWAY AUSTIN, TX 78735
Country: AUSTIN
Phone: 8445537872
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Cerity Partners

Address: 335 MADISON AVENUE NEW YORK, NY 10017
Country: NEW YORK
Phone: 212-850-4260
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Exemplary
Clients Per Advisor: Low
Potential Fee Level: Above Average
Amount of Firm Resources: Substantial

Citigroup Global Markets Inc.

Address: 388 GREENWICH STREET NEW YORK, NY 10013
Country: NEW YORK
Phone: 212-816-6000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Low
Potential Fee Level: Above Average
Amount of Firm Resources: Substantial

Mesirow Financial Investment Management, Inc.

Address: 353 N. CLARK ST CHICAGO, IL 60654
Country: CHICAGO
Phone: 800-621-4421
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Exemplary
Clients Per Advisor: High
Potential Fee Level: Average
Amount of Firm Resources: Substantial

Advice And Planning Services

Address: 730 THIRD AVENUE NEW YORK, NY 10017-3206
Country: NEW YORK
Phone: 212-490-9000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Above Average
Potential Fee Level: Low
Amount of Firm Resources: Substantial

Chevy Chase Trust Company

Address: 7501 WISCONSIN AVENUE BETHESDA, MD 20814
Country: BETHESDA
Phone: 240-497-5000
Website
Dual-Registrant Conflict: No
Disclosures Score: Exemplary
Clients Per Advisor: Low
Potential Fee Level: Above Average
Amount of Firm Resources: Substantial

Fiducient Advisors

Address: 500 W MADISON STREET CHICAGO, IL 60661-4593
Country: CHICAGO
Phone: 312-853-1000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Exemplary
Clients Per Advisor: Low
Potential Fee Level: Above Average
Amount of Firm Resources: Substantial

Lincoln Financial Advisors Corporation

Address: 1301 SOUTH HARRISON STREET FORT WAYNE, IN 46802
Country: FORT WAYNE
Phone: 800-237-3813
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Above Average
Potential Fee Level: High
Amount of Firm Resources: Substantial

Cetera Investment Advisers

Address: 1450 AMERICAN LANE SCHAUMBURG, IL 60173-2096
Country: SCHAUMBURG
Phone: 888-528-2987
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Average
Potential Fee Level: Above Average
Amount of Firm Resources: Substantial

Avantax Advisory Services

Address: 3200 OLYMPUS BLVD DALLAS, TX 75019
Country: DALLAS
Phone: 972-870-6000
Website
Dual-Registrant Conflict: Yes
Disclosures Score: Poor
Clients Per Advisor: Low
Potential Fee Level: High
Amount of Firm Resources: Substantial

Our PennyPilot Grade is a starting point in your advisory firm search. During your search, you should interview multiple advisors and source opinions from third-parties as you dive deeper into getting to know an advisor. You can learn more about our methodology here.